Robin Leopold - Jan 13, 2023 Form 4 Insider Report for JPMORGAN CHASE & CO (JPM)

Role
Head of Human Resources
Signature
/s/ Holly Youngwood under POA
Stock symbol
JPM
Transactions as of
Jan 13, 2023
Transactions value $
-$624,483
Form type
4
Date filed
1/17/2023, 06:21 PM
Previous filing
Oct 27, 2022
Next filing
Jan 19, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction JPM Common Stock Options Exercise $0 +5.66K +29.71% $0.00 24.7K Jan 13, 2023 Direct F1
transaction JPM Common Stock Options Exercise $0 +4.32K +17.51% $0.00 29K Jan 13, 2023 Direct F1
transaction JPM Common Stock Tax liability -$624K -4.49K -15.47% $139.15 24.5K Jan 13, 2023 Direct
holding JPM Common Stock 10.3K Jan 13, 2023 By GRAT
holding JPM Common Stock 10.3K Jan 13, 2023 By Spouse's GRAT

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction JPM Restricted Stock Units Options Exercise $0 -4.32K -100% $0.00* 0 Jan 13, 2023 Common Stock 4.32K Direct F1, F2
transaction JPM Restricted Stock Units Options Exercise $0 -5.66K -50% $0.00 5.66K Jan 13, 2023 Common Stock 5.66K Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.
F2 Restricted stock units vest 50% on January 13, 2022 and 50% on January 13, 2023.
F3 Restricted stock units vest 50% on January 13, 2023 and 50% on January 13, 2024.