Peter Scher - Jan 13, 2023 Form 4 Insider Report for JPMORGAN CHASE & CO (JPM)

Role
Vice Chairman
Signature
/s/ Holly Youngwood under POA
Stock symbol
JPM
Transactions as of
Jan 13, 2023
Transactions value $
-$1,280,834
Form type
4
Date filed
1/17/2023, 07:51 PM
Previous filing
Nov 14, 2022
Next filing
Jan 19, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction JPM Common Stock Options Exercise $0 +5.98K +17.76% $0.00 39.6K Jan 13, 2023 Direct F1
transaction JPM Common Stock Options Exercise $0 +5.9K +14.88% $0.00 45.5K Jan 13, 2023 Direct F1
transaction JPM Common Stock Tax liability -$664K -4.77K -10.47% $139.15 40.8K Jan 13, 2023 Direct
transaction JPM Common Stock Sale -$617K -4.4K -10.79% $140.32 36.4K Jan 17, 2023 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction JPM Restricted Stock Units Options Exercise $0 -5.9K -100% $0.00* 0 Jan 13, 2023 Common Stock 5.9K Direct F1, F3
transaction JPM Restricted Stock Units Options Exercise $0 -5.98K -50% $0.00 5.98K Jan 13, 2023 Common Stock 5.98K Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.
F2 Sale pursuant to 10b5-1 plan dated November 6, 2022.
F3 Restricted stock units vest 50% on January 13, 2022 and 50% on January 13, 2023.
F4 Restricted stock units vest 50% on January 13, 2023 and 50% on January 13, 2024.