Paul G. Heller - Aug 9, 2023 Form 4 Insider Report for HUNTINGTON BANCSHARES INC /MD/ (HBAN)

Signature
Anne Kruger, Attorney-in-Fact
Stock symbol
HBAN
Transactions as of
Aug 9, 2023
Transactions value $
-$378,738
Form type
4
Date filed
8/11/2023, 06:47 PM
Previous filing
May 16, 2023
Next filing
Dec 4, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HBAN Common Stock Options Exercise $543K +63.3K +13.58% $8.57 530K Aug 9, 2023 Direct F1
transaction HBAN Common Stock Sale -$283K -23.8K -4.5% $11.89 506K Aug 9, 2023 Direct F2
transaction HBAN Common Stock Tax liability -$638K -53.7K -10.61% $11.90 452K Aug 9, 2023 Direct F3
holding HBAN Common Stock 7.23K Aug 9, 2023 By Issuer's Supplemental Stock Purchase and Tax Savings Plan F4, F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HBAN Employee/Director Stock Option (Right to Buy) Options Exercise $0 -63.3K -50% $0.00 63.3K Aug 9, 2023 Common Stock 63.3K $8.57 Direct
holding HBAN Employee/Director Stock Option (Right to Buy) 74.7K Aug 9, 2023 Common Stock 74.7K $13.09 Direct
holding HBAN Employee/Director Stock Option (Right to Buy) 177K Aug 9, 2023 Common Stock 177K $13.77 Direct
holding HBAN Employee/Director Stock Option (Right to Buy) 136K Aug 9, 2023 Common Stock 136K $14.81 Direct
holding HBAN Employee/Director Stock Option (Right to Buy) 126K Aug 9, 2023 Common Stock 126K $16.08 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Total includes accrued dividend equivalents reflecting exempt automatic reinvestment of dividends on awards of restricted stock units.
F2 This transaction was executed in multiple trades ranging from $11.89 to $11.895. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
F3 This transaction was executed in multiple trades ranging from $11.89 to $11.90. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
F4 Total includes the exempt acquisition of shares via the automatic reinvestment of dividends. Amount corrected due to decimal rounding error.
F5 The filing of this statement shall not be construed as an admission that the undersigned is, for the purpose of Section 16 of the Securities and Exchange Act of 1934 or otherwise, the beneficial owner of the securities.