Type | Sym | Class | Transaction | Value $ | Shares | Change % | Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | RJF | Common Stock | Options Exercise | $0 | +450 | +3.26% | $0.00 | 14.2 K | Nov 29, 2023 | Direct | F1 |
transaction | RJF | Common Stock | Tax liability | -$11.2 K | -109 | -0.77% | $102.73 | 14.1 K | Nov 29, 2023 | Direct | |
transaction | RJF | Common Stock | Options Exercise | $0 | +2.25 K | +15.92% | $0.00 | 16.4 K | Nov 30, 2023 | Direct | F1 |
transaction | RJF | Common Stock | Tax liability | -$62.4 K | -601 | -3.67% | $103.75 | 15.8 K | Nov 30, 2023 | Direct | |
holding | RJF | Common Stock | 2.33 K | Nov 20, 2023 | ESOP | F2 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | RJF | Restricted Stock Units | Award | $0 | +2.4 K | $0.00 | 2.4 K | Nov 20, 2023 | Common Stock | 2.4 K | Direct | F1, F3 | ||
transaction | RJF | Restricted Stock Units | Options Exercise | $0 | -450 | -100% | $0.00 | 0 | Nov 29, 2023 | Common Stock | 450 | Direct | F1, F4 | |
transaction | RJF | Restricted Stock Units | Options Exercise | $0 | -2.25 K | -60% | $0.00 | 1.5 K | Nov 30, 2023 | Common Stock | 2.25 K | Direct | F1, F5, F6 |
Id | Content |
---|---|
F1 | Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. |
F2 | Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through November 20, 2023. |
F3 | RSUs vest 60% on 11/30/2026, 20% on 11/30/2027, and 20% on 11/30/2028. |
F4 | RSUs vested 60% on 11/29/2021, 20% on 11/29/2022, and 20% on 11/29/2023. |
F5 | RSUs vested 60% on 11/30/2023 and will vest 20% on 11/30/2024 and 20% on 11/30/2025. |
F6 | The RSU grant was previously reported as covering 2,500 shares awarded on November 23, 2020, but was adjusted to reflect the 3-for-2 stock split by means of a stock dividend that occurred on September 21, 2021. |
This Form 4 reports (i) a grant of RSUs to the reporting person, (ii) the partial vestings of RSUs awarded to the reporting person, and (iii) dispositions by the reporting person to the issuer to cover the tax liability in connection with such vestings.