Jodi Perry - Dec 12, 2023 Form 4 Insider Report for RAYMOND JAMES FINANCIAL INC (RJF)

Role
President, ICD for RJFS
Signature
/s/ Jodi Perry by Jonathan J. Doyle as Attorney-in-Fact
Stock symbol
RJF
Transactions as of
Dec 12, 2023
Transactions value $
-$23,661
Form type
4
Date filed
12/12/2023, 05:30 PM
Previous filing
Nov 27, 2023
Next filing
Dec 18, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RJF Common Stock Options Exercise $0 +900 +6.67% $0.00 14.4K Dec 12, 2023 Direct F1
transaction RJF Common Stock Tax liability -$23.7K -219 -1.52% $108.04 14.2K Dec 12, 2023 Direct
holding RJF Common Stock 5K Dec 12, 2023 ESOP F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RJF Restricted Stock Units Options Exercise $0 -900 -50% $0.00 900 Dec 12, 2023 Common Stock 900 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.
F2 Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through December 11, 2023.
F3 RSUs vested 60% on 12/12/2022, 20% on 12/12/2023, and will vest 20% on 12/12/2024.

Remarks:

This Form 4 reports (i) the vesting of RSUs awarded to the reporting person on December 12, 2019, and (ii) a disposition by the reporting person to the issuer to cover tax liability in connection with such vesting.