Elena A. Korablina - Jan 13, 2024 Form 4 Insider Report for JPMORGAN CHASE & CO (JPM)

Role: Corporate Controller
Signature: /s/ Holly Youngwood under POA
Stock symbol: JPM
Transactions as of: Jan 13, 2024
Transactions value $: -$682,998
Form type: 4
Date filed: 1/16/2024, 07:11 PM
Previous filing: Oct 26, 2023
Next filing: Jan 18, 2024

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	JPM	Common Stock	Options Exercise	$0	+2.94K	+11.93%	$0.00	27.6K	Jan 13, 2024	Direct	F1
transaction	JPM	Common Stock	Options Exercise	$0	+2.75K	+9.96%	$0.00	30.3K	Jan 13, 2024	Direct	F1
transaction	JPM	Common Stock	Options Exercise	$0	+1.93K	+6.37%	$0.00	32.3K	Jan 13, 2024	Direct	F1
transaction	JPM	Common Stock	Tax liability	-$683K	-3.96K	-12.26%	$172.61	28.3K	Jan 13, 2024	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	JPM	Restricted Stock Units	Options Exercise	$0	-2.75K	-100%	$0.00^*	0	Jan 13, 2024	Common Stock	2.75K		Direct	F1, F2
transaction	JPM	Restricted Stock Units	Options Exercise	$0	-1.93K	-50%	$0.00	1.93K	Jan 13, 2024	Common Stock	1.93K		Direct	F1, F3
transaction	JPM	Restricted Stock Units	Options Exercise	$0	-2.94K	-14.41%	$0.00	17.5K	Jan 13, 2024	Common Stock	2.94K		Direct	F1, F4

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.
F2	Restricted stock units grant of 3,417 shares vests as follows: 1,139 shares on January 13, 2022, 1,139 shares on January 13, 2023, and 1,139 shares on January 13, 2024. As Identified Staff (employees who are material risk-takers identified under U.K. and/or European Union standards) at the time of grant, the shares resulting from vesting must be held for 6 months from vesting date. Restricted stock units grant of 4,822 shares will vest as follows: 1,607 shares on January 13, 2022, 1,607 shares on January 13, 2023, and 1,608 shares on January 13, 2024. As Identified Staff at the time of grant, the shares resulting from vesting must be held 12 months from vesting date.
F3	Restricted stock units grant of 6,310 shares vests as follows: 1,262 shares on January 13, 2021, 1,262 shares on January 13, 2022, 1,262 shares on January 13, 2023, 1,262 shares on January 13, 2024, and 1,262 shares on January 13, 2025. As Identified Staff at the time of grant, shares resulting from vesting must be held for 12 months from vesting date. Restricted stock units grant of 1,340 shares vest as follows: 670 shares on January 13, 2024, and 670 shares on January 13, 2025.
F4	Restricted stock units grant of 5,600 shares vests as follows: 1,400 shares on January 13, 2023, 1,400 shares on January 13, 2024, 1,400 shares on January 13, 2025, and 1,400 shares on January 13, 2026. As Identified Staff for a portion of year to which the grant relates, the shares resulting from vesting must be held for 12 months from vesting date; restricted stock grant of 7,702 shares vests as follows: 1,540 shares on January 13, 2022, 1,540 shares on January 13, 2023, 1,540 shares on January 13, 2024, 1,541 shares on January 13, 2025, and 1,541 shares on January 13, 2026. As Identified Staff at the time of grant, the shares resulting from vesting must be held for 12 months from vesting date. Restricted stock units grant of 11,576 shares vests 50% on January 13, 2025 and January 13, 2026.