Christopher T. Calio - Feb 7, 2024 Form 4 Insider Report for RTX Corp (RTX)

Signature
/s/ Michelle G. Gewandter, as Attorney-In-Fact
Stock symbol
RTX
Transactions as of
Feb 7, 2024
Transactions value $
-$33,912
Form type
4
Date filed
2/8/2024, 05:03 PM
Previous filing
Oct 4, 2023
Next filing
Feb 12, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RTX Common Stock Options Exercise $407K +4.77K +9.11% $85.47 57.1K Feb 7, 2024 Direct F1
transaction RTX Common Stock Sale -$34K -367 -0.64% $92.63 56.7K Feb 7, 2024 Direct
transaction RTX Common Stock Disposed to Issuer -$407K -4.4K -7.76% $92.58 52.3K Feb 7, 2024 Direct
holding RTX Common Stock 4.04K Feb 7, 2024 By Savings Plan Trustee

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RTX Stock Appreciation Right Options Exercise $0 -4.77K -100% $0.00* 0 Feb 7, 2024 Common Stock 4.77K $85.47 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Stock Appreciation Rights (SARs) were settled in shares in accordance with the terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share.