James Dimon - Feb 22, 2024 Form 4 Insider Report for JPMORGAN CHASE & CO (JPM)

Role
Chairman & CEO, Director
Signature
/s/ Holly Youngwood under POA
Stock symbol
JPM
Transactions as of
Feb 22, 2024
Transactions value $
-$150,167,221
Form type
4
Date filed
2/22/2024, 05:51 PM
Previous filing
Nov 2, 2023
Next filing
Mar 21, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % Price $ Shares After Date Ownership Footnotes
transaction JPM Common Stock -Sell -$2,316,893 -12,679 -0.31% $182.73 4,017,304 Feb 22, 2024 By Family Trusts
transaction JPM Common Stock -Sell -$5,130,010 -28,074 -0.7% $182.73 3,989,230 Feb 22, 2024 By Family Trusts
transaction JPM Common Stock -Sell -$5,129,984 -28,074 -0.7% $182.73 3,961,156 Feb 22, 2024 By Family Trusts
transaction JPM Common Stock -Sell -$15,415,286 -84,358 -2.13% $182.74 3,876,798 Feb 22, 2024 By Family Trusts
transaction JPM Common Stock -Sell -$15,415,176 -84,358 -2.18% $182.74 3,792,440 Feb 22, 2024 By Family Trusts
transaction JPM Common Stock -Sell -$15,415,168 -84,358 -2.22% $182.74 3,708,082 Feb 22, 2024 By Family Trusts F1
transaction JPM Common Stock -Sell -$15,250,880 -83,459 -2.53% $182.74 3,210,285 Feb 22, 2024 By GRATs
transaction JPM Common Stock -Sell -$25,370,647 -138,839 -4.32% $182.73 3,071,446 Feb 22, 2024 By GRATs
transaction JPM Common Stock -Sell -$25,370,592 -138,839 -4.52% $182.73 2,932,607 Feb 22, 2024 By GRATs F1
transaction JPM Common Stock -Sell -$25,352,585 -138,740 -18.9% $182.73 595,316 Feb 22, 2024 By Spouse
holding JPM Common Stock 311,861 Feb 22, 2024 Direct
holding JPM Common Stock 8,707 Feb 22, 2024 By 401(k)
holding JPM Common Stock 152,940 Feb 22, 2024 By LLC F2

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Balance reflects 1,026,788 shares transferred from a GRAT to the Grantor's Family Trusts on Feb 12, 2024. These transfers are exempt from Section 16 pursuant to Rule 16a-13.
F2 Reporting person disclaims beneficial ownership of such shares except to the extent of any pecuniary interest.