| Type | Sym | Class | Transaction | Value $ | Shares | Change % | Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | JPM | Common Stock | Options Exercise | $0 | +293K | +93.85% | $0.00 | 605K | Mar 25, 2024 | Direct | F1, F2 |
| transaction | JPM | Common Stock | Tax liability | -$31.7M | -162K | -26.77% | $195.65 | 443K | Mar 25, 2024 | Direct | |
| holding | JPM | Common Stock | 8.7K | Mar 25, 2024 | By 401(k) | ||||||
| holding | JPM | Common Stock | 3.71M | Mar 25, 2024 | By Family Trusts | F3 | |||||
| holding | JPM | Common Stock | 2.93M | Mar 25, 2024 | By GRATs | F4 | |||||
| holding | JPM | Common Stock | 153K | Mar 25, 2024 | By LLC | F5 | |||||
| holding | JPM | Common Stock | 595K | Mar 25, 2024 | By Spouse |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | JPM | Performance Share Units | Options Exercise | $0 | -293K | -100% | $0.00 | 0 | Mar 25, 2024 | Common Stock | 293K | Direct | F2, F6 |
| Id | Content |
|---|---|
| F1 | These shares represent JPMC common stock acquired on March 25, 2024 upon settlement of a Performance Share Unit (PSU) award granted on January 19, 2021 for the three-year performance period ended December 31, 2023 (as previously disclosed on a Form 4 filed on March 21, 2024), and must be held for an additional two-year period, for a total combined vesting and holding period of five years from the date of grant. |
| F2 | Each PSU represents a contingent right to receive one share of JPMC common stock upon vesting based on the attainment of performance goals. |
| F3 | Balance reflects 1,026,788 shares transferred from a GRAT to the Grantor's Family Trusts on Feb 12, 2024. These transfers are exempt from Section 16 pursuant to Rule 16a-13. |
| F4 | Balance reflects 1,026,788 shares transferred from a Grantor Annuuity Retained Trust to the Grantor's Family Trusts on Feb 12, 2024. This transfer is exempt from Section 16 pursuant to Rule 16a-13. |
| F5 | Reporting person disclaims beneficial ownership of such shares except to the extent of any pecuniary interest. |
| F6 | Represents PSUs earned (including reinvested dividend equivalents) based on the Firm's attainment of pre-established performance goals for the three-year performance period ended December 31, 2023, as provided under the terms of a PSU award granted on January 19, 2021, and as previously reported on a Form 4 filed on March 21, 2024. The PSUs settled in shares of common stock on March 25, 2024. Shares delivered, after applicable tax withholding, must be held for an additional two-year period, for a total combined vesting and holding period of five years from the date of grant. |