Brett Michael Merritt - May 17, 2024 Form 4 Insider Report for CUMMINS INC (CMI)

Role
V.P & Pres. - Engine Business
Signature
/s/ Nicole Y. Lamb-Hale, Attorney-in-Fact
Stock symbol
CMI
Transactions as of
May 17, 2024
Transactions value $
-$324,993
Form type
4
Date filed
5/20/2024, 11:42 AM
Previous filing
Mar 5, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CMI Common Options Exercise $353K +2.16K +80.4% $163.43 4.85K May 17, 2024 Direct
transaction CMI Common Options Exercise $208K +1.3K +26.82% $160.10 6.15K May 17, 2024 Direct
transaction CMI Common Options Exercise $150K +1K +16.27% $149.72 7.15K May 17, 2024 Direct
transaction CMI Common Options Exercise $106K +970 +13.57% $109.09 8.12K May 17, 2024 Direct
transaction CMI Common Tax liability -$182K -636 -7.84% $285.56 7.48K May 17, 2024 Direct
transaction CMI Common Tax liability -$210K -735 -9.83% $285.56 6.75K May 17, 2024 Direct
transaction CMI Common Tax liability -$280K -982 -14.56% $285.56 5.76K May 17, 2024 Direct
transaction CMI Common Tax liability -$470K -1.65K -28.54% $285.56 4.12K May 17, 2024 Direct
holding CMI Common 107 May 17, 2024 By 401(k) Plan F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CMI Stock Option (Right-to-Buy) Options Exercise $0 -1K -100% $0.00* 0 May 17, 2024 Common 1K $149.72 Direct
transaction CMI Stock Option (Right-to-Buy) Options Exercise $0 -1.3K -100% $0.00* 0 May 17, 2024 Common 1.3K $160.10 Direct
transaction CMI Stock Option (Right-to-Buy) Options Exercise $0 -970 -100% $0.00* 0 May 17, 2024 Common 970 $109.09 Direct
transaction CMI Stock Option (Right-to-Buy) Options Exercise $0 -2.16K -100% $0.00* 0 May 17, 2024 Common 2.16K $163.43 Direct
holding CMI Stock Option (Right-to-Buy) 2.4K May 17, 2024 Common 2.4K $142.12 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.