Ashima Ghei - Jul 1, 2024 Form 3 Insider Report for BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR)

Role
Interim CFO
Signature
Maria Allen, Power of Attorney
Stock symbol
BR
Transactions as of
Jul 1, 2024
Transactions value $
$0
Form type
3
Date filed
7/10/2024, 10:26 AM
Next filing
Aug 14, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding BR Common Stock 3.1K Jul 1, 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding BR FY2022 RSUs Jul 1, 2024 Common Stock 860 $0.00 Direct F1
holding BR FY2023 RSUs Jul 1, 2024 Common Stock 444 $0.00 Direct F1
holding BR FY2024 RSUs June 2024 Jul 1, 2024 Common Stock 2.51K $0.00 Direct F2
holding BR FY2024 RSUs October 2023 Jul 1, 2024 Common Stock 406 $0.00 Direct F3
holding BR Stock Option (Right to Buy) Jul 1, 2024 Common Stock 1.46K $144.67 Direct F4
holding BR Stock Option (Right to Buy) Jul 1, 2024 Common Stock 892 $144.84 Direct F5
holding BR Stock Option (Right to Buy) Jul 1, 2024 Common Stock 1.4K $198.30 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted Stock Units granted under Broadridge's 2018 Omnibus Award Plan representing a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into Broadridge common stock on April 1, 2025.
F2 Restricted Stock Units granted under Broadridge's 2018 Omnibus Award Plan representing a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into Broadridge common stock on June 27, 2026.
F3 Restricted Stock Units granted under Broadridge's 2018 Omnibus Award Plan representing a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into Broadridge common stock on October 1, 2026.
F4 1,950 stock options were initially granted on February 15, 2023 under Broadridge's 2018 Omnibus Award Plan and vested equally over 4 years. 1,463 stock options remain outstanding and vest equally over the next 3 years.
F5 1,784 stock options were initially granted on February 14, 2022 under Broadridge's 2018 Omnibus Award Plan and vested equally over 4 years. 892 stock options remain outstanding and vest equally over the next 2 years.
F6 Stock options granted under Broadridge's 2018 Omnibus Award Plan on February 15, 2024, vesting equally over 4 years beginning February 15, 2025.