Corrine D. Ricard - Mar 7, 2022 Form 4 Insider Report for MOSAIC CO (MOS)

Role
Sr VP - Mosaic Fertilizantes
Signature
/s/Mark J. Isaacson, Attorney-in-Fact for Corrine D. Ricard
Stock symbol
MOS
Transactions as of
Mar 7, 2022
Transactions value $
-$842,937
Form type
4
Date filed
3/9/2022, 03:40 PM
Previous filing
Mar 4, 2022
Next filing
Mar 22, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MOS Common Stock Options Exercise $0 +13.1K +24.21% $0.00 67.4K Mar 7, 2022 Direct
transaction MOS Common Stock Options Exercise $0 +21.9K +32.5% $0.00 89.3K Mar 7, 2022 Direct F1
transaction MOS Common Stock Tax liability -$843K -13.8K -15.44% $61.14 75.5K Mar 7, 2022 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MOS Restricted Stock Units Options Exercise $0 -13.1K -100% $0.00* 0 Mar 7, 2022 Common Stock 13.1K $0.00 Direct F4, F5
holding MOS Stock Option (Right to Buy) 7.28K Mar 7, 2022 Common Stock 7.28K $57.62 Direct F3
holding MOS Stock Option (Right to Buy) 9.47K Mar 7, 2022 Common Stock 9.47K $54.03 Direct F3
holding MOS Stock Option (Right to Buy) 10.6K Mar 7, 2022 Common Stock 10.6K $49.73 Direct F3
holding MOS Stock Option (Right to Buy) 13.1K Mar 7, 2022 Common Stock 13.1K $50.43 Direct F3
holding MOS Stock Option (Right to Buy) 27.9K Mar 7, 2022 Common Stock 27.9K $28.49 Direct F3
holding MOS Stock Option (Right to Buy) 33.6K Mar 7, 2022 Common Stock 33.6K $30.42 Direct F3
holding MOS Restricted Stock Units 27.8K Mar 7, 2022 Common Stock 27.8K $0.00 Direct F5, F6, F7
holding MOS Restricted Stock Units 24.7K Mar 7, 2022 Common Stock 24.7K $0.00 Direct F4, F5
holding MOS Restricted Stock Units 16.9K Mar 7, 2022 Common Stock 16.9K $0.00 Direct F4, F5
holding MOS Restricted Stock Units 12.2K Mar 7, 2022 Common Stock 12.2K $0.00 Direct F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares issued to reporting person upon the vesting of a performance unit award granted to reporting person on March 7, 2019. The performance unit award was not a derivative security.
F2 Shares sold to cover tax liability incurred as a result of most recent vesting of restricted stock and performance units.
F3 This Stock Option is 100% exercisable.
F4 One-for-One
F5 Not Applicable
F6 Restricted Stock Units ("RSU's") to be settled in cash based on the fair market value of issuer's common stock on the date of vesting.
F7 Grant Date 11/15/2019; RSU's vest in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter. On each of the anniversary dates, the issuer shall cause to be paid the fair market value of the vested whole and fractional RSU's to the reporting person.