James M. Conniff - May 10, 2021 Form 4 Insider Report for GATX CORP (GATX)

Role
Special Advisor
Signature
Lisa M. Ibarra, by Power of Attorney on behalf of James M. Conniff
Stock symbol
GATX
Transactions as of
May 10, 2021
Transactions value $
-$360,586
Form type
4
Date filed
5/12/2021, 01:42 PM
Previous filing
May 11, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GATX Common Stock Options Exercise $137K +1.92K $71.53 1.92K May 10, 2021 Direct
transaction GATX Common Stock Options Exercise $586K +8.4K +438.41% $69.74 10.3K May 10, 2021 Direct
transaction GATX Common Stock Sale -$1.08M -10.3K -100% $105.02 0 May 10, 2021 Direct F1
holding GATX Common Stock 401(k) 518 May 10, 2021 401(k) shares

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GATX 2018 NQ Stock Option (Right to Buy) Options Exercise $0 -8.4K -100% $0.00* 0 May 10, 2021 Common Stock 8.4K $69.74 Direct
transaction GATX 2019 NQ Stock Option (Right to Buy) Options Exercise $0 -1.92K -21.29% $0.00 7.08K May 10, 2021 Common Stock 1.92K $71.53 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the weighted average sale price. The highest price at which shares were sold was $105.0900 and the lowest price at which shares were sold was $105.0000.