Jeanne M. Lyons - Aug 13, 2021 Form 4 Insider Report for GENCOR INDUSTRIES INC (GENC)

Role
Secretary
Signature
Eric Mellen
Stock symbol
GENC
Transactions as of
Aug 13, 2021
Transactions value $
$0
Form type
4
Date filed
8/17/2021, 03:09 PM
Next filing
Jun 7, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GENC Common Stock Options Exercise $23.1K +4.5K +37500% $5.13 4.51K Aug 13, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GENC Stock Options (right to buy) Options Exercise -$23.1K -4.5K -100% $5.13 0 Aug 13, 2021 Common Stock 4.5K $5.13 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The options exercised were granted on Oct 1, 2011 and vested in equal annual installments: Oct 1, 2012, Oct 1, 2013, Oct 1, 2014 and Oct 1, 2015.