Graciela Montgomery - Nov 1, 2023 Form 4 Insider Report for CALAVO GROWERS INC (CVGW)

Role
Chief Human Resources Officer
Signature
/s/ Graciela Montgomery
Stock symbol
CVGW
Transactions as of
Nov 1, 2023
Transactions value $
-$11,639
Form type
4
Date filed
11/3/2023, 06:45 PM
Previous filing
Dec 2, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CVGW Common Stock Options Exercise +623 +142.24% 1.06K Nov 1, 2023 Direct F1
transaction CVGW Common Stock Options Exercise +801 +75.49% 1.86K Nov 1, 2023 Direct F1
transaction CVGW Common Stock Tax liability -$11.6K -478 -25.67% $24.35 1.38K Nov 1, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CVGW Restricted Stock Units Options Exercise $0 -623 -50.08% $0.00 621 Nov 1, 2023 Common Stock 623 Direct F1, F2
transaction CVGW Restricted Stock Units Options Exercise $0 -801 -33.38% $0.00 1.6K Nov 1, 2023 Common Stock 801 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of CVGW common stock.
F2 The restricted stock units vest in three equal annual installments beginning November 1, 2022.
F3 The restricted stock units vest in three equal annual installments beginning November 1, 2023.