David A. Garrison - Jan 30, 2024 Form 4 Insider Report for HARTE HANKS INC (HHS)

Role
Chief Financial Officer
Signature
/s/ Robert Wyman, Attorney-in-fact for David A Garrison
Stock symbol
HHS
Transactions as of
Jan 30, 2024
Transactions value $
$500,004
Form type
4
Date filed
2/1/2024, 03:41 PM
Previous filing
Nov 17, 2023
Next filing
May 13, 2024

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HHS Option to buy Common Shares Award $500K +64.6K $7.74 64.6K Jan 30, 2024 Common Stock 64.6K $7.74 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 1/3 of options vests annually on January 29, beginning in 2025 and ending in 2027.