Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | DOCU | Common Stock | Options Exercise | $0 | +4.42K | +30.71% | $0.00 | 18.8K | Jun 15, 2021 | Direct | F1 |
transaction | DOCU | Common Stock | Tax liability | -$564K | -2.19K | -11.66% | $257.26* | 16.6K | Jun 15, 2021 | Direct | F2 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | DOCU | Restricted Stock Units | Options Exercise | $0 | -3.68K | -10% | $0.00 | 33.1K | Jun 15, 2021 | Common Stock | 3.68K | Direct | F3, F4, F5 | |
transaction | DOCU | Restricted Stock Units | Options Exercise | $0 | -735 | -7.7% | $0.00 | 8.81K | Jun 15, 2021 | Common Stock | 735 | Direct | F3, F5, F6 |
Id | Content |
---|---|
F1 | Securities Beneficially Owned includes shares acquired pursuant to Issuer's employee stock purchase plan in a transaction exempt under Rule 16b-3. |
F2 | Represents shares withheld by the Issuer to satisfy a tax obligation realized by the Reporting Person upon the vesting and settlement of restricted stock units ("RSU"). |
F3 | Each RSU represents a contingent right to receive one share of common stock of the Issuer upon vesting. |
F4 | Twenty-five percent of the total RSUs granted vested on July 10, 2020, and the balance of the RSUs shall vest in twelve equal quarterly installments until fully vested on July 20, 2023, in each case subject to the Reporting Person being a service provider through each such date. The RSUs are subject to accelerated vesting in the event of a termination of employment of the Reporting Person including under certain circumstances following a change in control of the Issuer. |
F5 | The RSUs do not expire; they either vest or are canceled prior to vesting date. |
F6 | The RSUs will vest in sixteen equal quarterly installments over four years, with a vesting commencement date of May 10, 2020, in each case subject to the Reporting Person being a service provider through each such date.The RSUs are subject to accelerated vesting in the event of a termination of employment of the Reporting Person including under certain circumstances following a change in control of the Issuer. |