Timothy T. Richards - May 14, 2024 Form 4 Insider Report for ClearPoint Neuro, Inc. (CLPT)

Role
Director
Signature
/s/ Richard F. Mattern, by Power of Attorney for Timothy T. Richards
Stock symbol
CLPT
Transactions as of
May 14, 2024
Transactions value $
$0
Form type
4
Date filed
5/15/2024, 09:16 AM
Previous filing
Apr 2, 2024
Next filing
May 17, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CLPT Common Stock Options Exercise +17.2K +38.63% 61.6K May 14, 2024 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CLPT Restricted Stock Units Options Exercise $0 -17.2K -100% $0.00* 0 May 14, 2024 Common Stock 17.2K Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into common stock on a one-for-one basis.
F2 On May 25, 2023, the reporting person was granted 17,153 restricted stock units, vesting on the earlier of (i) the first anniversary of the grant date, or (ii) the day immediately preceding the Company's 2024 annual meeting of stockholders.