Barry Zwarenstein - Nov 17, 2021 Form 4 Insider Report for Five9, Inc. (FIVN)

Role
Chief Financial Officer
Signature
/s/ David Hill, attorney-in-fact
Stock symbol
FIVN
Transactions as of
Nov 17, 2021
Transactions value $
-$1,865,430
Form type
4
Date filed
11/18/2021, 03:17 PM
Previous filing
Oct 19, 2021
Next filing
Dec 8, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FIVN Common Stock Options Exercise $203K +12.5K +16.69% $16.25 87.4K Nov 17, 2021 Direct
transaction FIVN Common Stock Sale -$1.5M -9.1K -10.41% $165.26 78.3K Nov 17, 2021 Direct F1, F2
transaction FIVN Common Stock Sale -$477K -2.87K -3.67% $165.96 75.4K Nov 17, 2021 Direct F1, F3
transaction FIVN Common Stock Sale -$87.6K -525 -0.7% $166.77 74.9K Nov 17, 2021 Direct F1, F4
holding FIVN Common Stock 98.8K Nov 17, 2021 By Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FIVN Employee Stock Option (right to buy) Options Exercise $0 -12.5K -31.03% $0.00 27.8K Nov 17, 2021 Common Stock 12.5K $16.25 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 2, 2021.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $164.60 to $165.58, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $165.61 to $166.61, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F4 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $166.62 to $167.15, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F5 The option granted on February 23, 2017 is fully vested.