Summer Frein - Jun 13, 2024 Form 4 Insider Report for Turning Point Brands, Inc. (TPB)

Role
Chief Revenue Officer
Signature
/s/ Summer Frein
Stock symbol
TPB
Transactions as of
Jun 13, 2024
Transactions value $
$69,970
Form type
4
Date filed
6/14/2024, 06:50 PM
Previous filing
Apr 3, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TPB Common Stock Purchase $70K +2.26K +15.12% $30.96 17.2K Jun 13, 2024 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding TPB Options 6.27K Jun 13, 2024 Common Stock 6.27K $31.39 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Options granted under the Turning Point Brands, Inc. 2021 Equity Incentive Plan. The options vest and become exercisable as to 34% of the underlying shares on January 1, 2023, 33% of the underlying shares on January 1, 2024 and 33% of the underlying shares on January 1, 2025.
F2 The total reported in Column 5 includes 12,221 RSUs and 4,982 shares of Common Stock.