Charles Clough JR - Jun 30, 2021 Form 4 Insider Report for Clough Global Opportunities Fund (GLO)

Role
Person affiliated w/ Inv. Adv.
Signature
/S/ Charles I. Clough, Jr.
Stock symbol
GLO
Transactions as of
Jun 30, 2021
Transactions value $
$0
Form type
4
Date filed
7/2/2021, 11:05 AM
Next filing
May 9, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GLO Common shares of beneficial interest Exercise of in-the-money or at-the-money derivative security $586K +50.6K +31.64% $11.59 210K Jun 30, 2021 Direct
transaction GLO Common shares of beneficial interest Exercise of in-the-money or at-the-money derivative security $69.5K +6K +33.33% $11.59 24K Jun 30, 2021 Spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GLO Subscription Rights (right to buy) Exercise of in-the-money or at-the-money derivative security -$586K -50.6K -100% $11.59 0 Jun 30, 2021 Common shares of beneficial interest 50.6K $11.59 Direct
transaction GLO Subscription Rights (right to buy) Exercise of in-the-money or at-the-money derivative security -$69.5K -6K -100% $11.59 0 Jun 30, 2021 Common shares of beneficial interest 6K $11.59 Spouse
* An asterisk sign (*) next to the price indicates that the price is likely invalid.