John C. Van Scoter - Jun 14, 2023 Form 4 Insider Report for Solid Power, Inc. (SLDP)

Role: President & CEO, Director
Signature: /s/ James Liebscher, attorney-in-fact on behalf of John C. Van Scoter
Stock symbol: SLDP
Transactions as of: Jun 14, 2023
Transactions value $: $0
Form type: 4
Date filed: 6/15/2023, 05:48 PM
Next filing: Mar 26, 2024

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	SLDP	Common Stock	Award	$0	+1.04M		$0.00	1.04M	Jun 14, 2023	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	SLDP	Stock Option (Right to Buy)	Award	$0	+1.9M		$0.00	1.9M	Jun 14, 2023	Common Stock	1.9M	$2.35	Direct	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each restricted stock unit represents a contingent right to receive one share of the underlying common stock of the Issuer. The restricted stock units will vest as to 25% of the granted number on June 14, 2024, and the remaining 75% of the granted number will vest in 12 equal quarterly installments commencing on June 30, 2024, and thereafter at the end of each fiscal quarter of the Issuer, subject to the reporting person continuing to be a service provider (as defined in the Solid Power, Inc. 2021 Equity Incentive Plan) through the applicable vesting date.
F2	The stock option will vest as to 25% of the shares of the Issuer's common stock underlying the grant on June 14, 2024, and will vest as to the remaining 75% of the shares underlying the grant in 12 equal quarterly installments commencing on June 30, 2024, and thereafter at the end of each fiscal quarter of the Issuer, subject to the reporting person continuing to be a service provider (as defined in the Solid Power, Inc. 2021 Equity Incentive Plan) through the applicable vesting date.

Content

Each restricted stock unit represents a contingent right to receive one share of the underlying common stock of the Issuer. The restricted stock units will vest as to 25% of the granted number on June 14, 2024, and the remaining 75% of the granted number will vest in 12 equal quarterly installments commencing on June 30, 2024, and thereafter at the end of each fiscal quarter of the Issuer, subject to the reporting person continuing to be a service provider (as defined in the Solid Power, Inc. 2021 Equity Incentive Plan) through the applicable vesting date.

The stock option will vest as to 25% of the shares of the Issuer's common stock underlying the grant on June 14, 2024, and will vest as to the remaining 75% of the shares underlying the grant in 12 equal quarterly installments commencing on June 30, 2024, and thereafter at the end of each fiscal quarter of the Issuer, subject to the reporting person continuing to be a service provider (as defined in the Solid Power, Inc. 2021 Equity Incentive Plan) through the applicable vesting date.