| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | PLTR | Class A Common Stock | Conversion of derivative security | +69.1K | +3.44% | 2.07M | Nov 21, 2022 | Direct | F1, F2, F3 | ||
| transaction | PLTR | Class A Common Stock | Sale | -$775K | -108K | -5.21% | $7.17 | 1.97M | Nov 21, 2022 | Direct | F1, F2, F4 |
| transaction | PLTR | Class A Common Stock | Conversion of derivative security | +69.1K | +3.51% | 2.04M | Nov 22, 2022 | Direct | F1, F2, F3 | ||
| transaction | PLTR | Class A Common Stock | Sale | -$776K | -108K | -5.31% | $7.18 | 1.93M | Nov 22, 2022 | Direct | F1, F2, F5 |
| transaction | PLTR | Class A Common Stock | Conversion of derivative security | +39.5K | +2.05% | 1.97M | Nov 23, 2022 | Direct | F1, F2, F3 | ||
| transaction | PLTR | Class A Common Stock | Sale | -$448K | -61.8K | -3.14% | $7.25 | 1.91M | Nov 23, 2022 | Direct | F1, F2, F6 |
| holding | PLTR | Class A Common Stock | 750K | Nov 21, 2022 | See Footnote | F7 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | PLTR | Class B Common Stock | Conversion of derivative security | $0 | -69.1K | -6.47% | $0.00 | 999K | Nov 21, 2022 | Class A Common Stock | 69.1K | Direct | F1, F2, F3 | |
| transaction | PLTR | Class B Common Stock | Conversion of derivative security | $0 | -69.1K | -6.92% | $0.00 | 930K | Nov 22, 2022 | Class A Common Stock | 69.1K | Direct | F1, F2, F3 | |
| transaction | PLTR | Class B Common Stock | Conversion of derivative security | $0 | -39.5K | -4.25% | $0.00 | 890K | Nov 23, 2022 | Class A Common Stock | 39.5K | Direct | F1, F2, F3 |
| Id | Content |
|---|---|
| F1 | This transaction is part of a related series of transactions. The Reporting Person acquired rights to 375,000 shares of Class B Common Stock upon incremental vesting of previously granted restricted stock units ("RSUs") on November 20, 2022, converted 69,070 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on November 21, 2022 along with 39,053 additional shares of Class A Common Stock acquired upon incremental vesting of previously granted RSUs, converted 69,071 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on November 22, 2022 along with 39,053 additional shares of Class A Common Stock acquired upon incremental vesting of previously granted RSUs (continued in footnote 2) |
| F2 | (continuation from footnote 1) and then converted 39,470 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on November 23, 2022 along with 22,316 additional shares of Class A Common Stock acquired upon incremental vesting of previously granted RSUs. All sales were automatic sales of shares to cover required tax withholding obligations in connection with the vesting event on November 20, 2022 and were conducted in compliance with the Reporting Person's preexisting Rule 10b5-1 trading plan. |
| F3 | The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. |
| F4 | This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $7.10 to $7.30. The price reported above reflects the weighted average sale price of trades occurring within that price range. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. |
| F5 | This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $7.05 to $7.24. The price reported above reflects the weighted average sale price of trades occurring within that price range. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. |
| F6 | This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $7.12 to $7.35. The price reported above reflects the weighted average sale price of trades occurring within that price range. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. |
| F7 | These shares are held of record by Shyam Sankar, Co-Trustee of the Sankar Irrevocable Remainder Trust u/a/d 4/20/2020 (the "Remainder Trust"). These shares were not subject to a particular transaction during the dates covered by this Form 4 and are listed here to disclose the Reporting Person's holdings as required by Securities and Exchange Commission rules.The Reporting Person disclaims beneficial ownership of the shares held by the Remainder Trust, except to the extent of his pecuniary interest therein. |
Officer title: Chief Operating Officer and Executive Vice President