Lynn Rothman - May 7, 2021 Form 4 Insider Report for Penumbra Inc (PEN)

Role
EVP and Chief Business Officer
Signature
/s/ Johanna Roberts, as attorney-in-fact for Lynn Rothman
Stock symbol
PEN
Transactions as of
May 7, 2021
Transactions value $
$40,417
Form type
4
Date filed
5/11/2021, 07:50 PM
Next filing
Aug 12, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PEN Common Stock Options Exercise $40.4K +10.2K +45.17% $3.98* 32.6K May 7, 2021 Direct
holding PEN Common Stock 102K May 7, 2021 By Trust F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PEN Stock Option (right to buy) Options Exercise $0 -10.2K -100% $0.00* 0 May 7, 2021 Common Stock 10.2K $3.98 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares are held by the Trust of Richard E. Koch and Lynn D. Rothman.
F2 All shares are vested and exercisable.