Lambert Shiu - May 31, 2022 Form 4 Insider Report for Penumbra Inc (PEN)

Role
Chief Accounting Officer
Signature
/s/ Johanna Roberts, as attorney-in-fact for Lambert Shiu
Stock symbol
PEN
Transactions as of
May 31, 2022
Transactions value $
$24,720
Form type
4
Date filed
6/2/2022, 07:38 PM
Previous filing
Nov 17, 2021
Next filing
Oct 18, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PEN Common Stock Options Exercise $24.7K +2K +15.48% $12.36* 14.9K May 31, 2022 Direct F1
holding PEN Common Stock 300 May 31, 2022 By Spouse's IRA F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PEN Stock Option (right to buy) Options Exercise $0 -2K -20% $0.00 8K May 31, 2022 Common Stock 2K $12.36 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 A portion of these shares is subject to vesting.
F2 Shares are held by the Reporting Person's spouse in an IRA.
F3 All shares are vested and exercisable.