Lambert Shiu - Dec 15, 2023 Form 4 Insider Report for Penumbra Inc (PEN)

Role
Chief Accounting Officer
Signature
/s/ Johanna Roberts, as attorney-in-fact for Lambert Shiu
Stock symbol
PEN
Transactions as of
Dec 15, 2023
Transactions value $
-$55,724
Form type
4
Date filed
12/19/2023, 08:29 PM
Previous filing
Nov 16, 2023
Next filing
Mar 19, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PEN Common Stock Tax liability -$55.7K -227 -1.19% $245.48 18.9K Dec 15, 2023 Direct F1, F2, F3
holding PEN Common Stock 300 Dec 15, 2023 By Spouse's IRA F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares were withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units granted to the Reporting Person.
F2 A portion of these shares is subject to vesting.
F3 Includes 11 shares purchased by the Reporting Person under the Issuer's Employee Stock Purchase Plan on November 19, 2023.
F4 Shares are held by the Reporting Person's spouse in an IRA.