John J. Harrington - Jun 17, 2021 Form 4 Insider Report for ATHERSYS, INC / NEW (ATHX)

Role
Exec Vice Pres and CSO, Director
Signature
/s/ Laura K. Campbell, as attorney-in-fact for John J. Harrington
Stock symbol
ATHX
Transactions as of
Jun 17, 2021
Transactions value $
-$24,754
Form type
4
Date filed
6/21/2021, 04:13 PM
Previous filing
Jun 15, 2021
Next filing
Sep 17, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ATHX Common Stock Tax liability -$24.8K -16K -2.03% $1.55 769K Jun 17, 2021 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares withheld from the quarterly vesting of annual restricted stock unit awards related to the tax withholding obligation.
F2 Securities beneficially owned are comprised of (1) 470,402 shares of common stock owned and (2) unvested restricted stock units aggregating 298,589 related to annual awards, which vest quarterly over a four-year period from date of grant.