William Lehmann JR - Dec 17, 2021 Form 4 Insider Report for ATHERSYS, INC / NEW (ATHX)

Role
Interim CEO, President, COO
Signature
/s/ Katherine M. Serevitch, as attorney-in-fact for William O. Lehmann
Stock symbol
ATHX
Transactions as of
Dec 17, 2021
Transactions value $
-$7,498
Form type
4
Date filed
12/17/2021, 05:06 PM
Previous filing
Dec 15, 2021
Next filing
Mar 18, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ATHX Common Stock Tax liability -$7.5K -7.5K -1.56% $1.00 474K Dec 17, 2021 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares withheld from the quarterly vesting of annual restricted stock unit awards related to the tax withholding obligation.
F2 Securities beneficially owned are comprised of (1) 224,846 shares of common stock owned and (2) unvested restricted stock units aggregating 248,943 related to annual awards, which vest quarterly over a four-year period from date of grant.