Susanne N. Miller - Mar 4, 2024 Form 4 Insider Report for TFS Financial CORP (TFSL)

Role
Chief Accounting Officer
Signature
/s/ Susanne N. Miller
Stock symbol
TFSL
Transactions as of
Mar 4, 2024
Transactions value $
$0
Form type
4
Date filed
3/6/2024, 04:04 PM
Previous filing
Dec 12, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding TFSL Common Stock 19.4K Mar 4, 2024 Direct
holding TFSL Common Stock 14.3K Mar 4, 2024 ESOP F1
holding TFSL Common Stock 8.02K Mar 4, 2024 401k F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TFSL Restricted Stock Units Award $0 +6K $0.00 6K Mar 4, 2024 Common Stock 6K Direct F2, F3
transaction TFSL Employee Stock Option (right to buy) Award $0 +18K $0.00 18K Mar 4, 2024 Common Stock 18K $12.94 Direct F4
holding TFSL Employee Stock Option (right to buy) 11K Mar 4, 2024 Common Stock 11K $14.74 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects transactions not required to be reported under Section 16 of the Securities Exchange Act, as amended.
F2 Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.
F3 On March 4, 2024, the reporting person received a grant of 6,000 Restricted Stock Units (RSUs). These RSUs fully vest on December 10, 2026.
F4 On March 4, 2024, the reporting person received a grant of 18,000 stock options. These options fully vest on December 10, 2026.
F5 On January 5, 2018, the reporting person received a grant of 11,000 stock options. These options fully vest on December 10, 2020.