Michael C. Forman - Jun 16, 2021 Form 4 Insider Report for FS KKR Capital Corp (FSK)

Role
Chief Executive Officer, Director
Signature
/s/ Stephen S. Sypherd, Attorney-in-Fact
Stock symbol
FSK
Transactions as of
Jun 16, 2021
Transactions value $
$0
Form type
4
Date filed
6/21/2021, 07:40 PM
Next filing
Aug 20, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FSK Common Stock Award +75.1K +151.62% 125K Jun 16, 2021 By MCFDA SCV LLC F1, F2, F3
holding FSK Common Stock 231K Jun 16, 2021 By FSH Seed Capital Vehicle I LLC F2, F4
holding FSK Common Stock 5K Jun 16, 2021 By Spouse F2
holding FSK Common Stock 1.26K Jun 16, 2021 By Trust FBO Minor Children F2
holding FSK Common Stock 4.43K Jun 16, 2021 In 401(k) account F2
holding FSK Common Stock 3.03K Jun 16, 2021 In IRA account F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Received of in exchange for 79,019.0000 shares of FS KKR Capital Corp. II ("FSKR") common stock in connection with the closing of the merger of FS KKR Capital Corp. ("FSK") and FSKR pursuant to that certain Agreement and Plan of Merger, dated as of November 23, 2020 (the "Merger Agreement"), by and among FSK, FSKR, Rocky Merger Sub, Inc. and FS/KKR Advisor, LLC.
F2 Effective on June 15, 2020, FSK effected a 4 to 1 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split
F3 MCFDA SCV LLC is a wholly-owned special purpose financing vehicle of which The 2011 Forman Investment Trust is a member and the reporting person is the manager. The reporting person disclaims beneficial ownership of any shares held by The 2011 Forman Investment Trust and MCFDA SCV LLC that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
F4 FSH Seed Capital Vehicle I LLC is a wholly-owned special purpose financing subsidiary of Franklin Square Holdings, L.P. The reporting person disclaims beneficial ownership of any shares held by Franklin Square Holdings, L.P. and FSH Seed Capital Vehicle I LLC that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose.