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Signature
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/s/ Yanbing Hong, attorney-in-fact for Michael L. Pfeiffer
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Stock symbol
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AOSL
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Transactions as of
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Jan 18, 2024
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Transactions value $
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-$41,227
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Form type
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4
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Date filed
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1/19/2024, 06:32 PM
Transactions Table
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
| transaction |
AOSL |
Common Shares |
Options Exercise |
$17.1K |
+2.38K |
+4.12% |
$7.21 |
60K |
Jan 18, 2024 |
Direct |
|
| transaction |
AOSL |
Common Shares |
Sale |
-$17.7K |
-664 |
-1.11% |
$26.68 |
59.3K |
Jan 18, 2024 |
Direct |
F1, F2 |
| transaction |
AOSL |
Common Shares |
Options Exercise |
$32.4K |
+4.5K |
+7.58% |
$7.21 |
63.8K |
Jan 19, 2024 |
Direct |
|
| transaction |
AOSL |
Common Shares |
Sale |
-$73.1K |
-2.67K |
-4.19% |
$27.34 |
61.2K |
Jan 19, 2024 |
Direct |
F1, F2 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
| transaction |
AOSL |
Share Option (Right to Buy) |
Options Exercise |
$0 |
-2.38K |
-34.55% |
$0.00 |
4.5K |
Jan 18, 2024 |
Common Share |
2.38K |
$7.21 |
Direct |
F3 |
| transaction |
AOSL |
Share Option (Right to Buy) |
Options Exercise |
$0 |
-4.5K |
-100% |
$0.00* |
0 |
Jan 19, 2024 |
Common Share |
4.5K |
$7.21 |
Direct |
F3 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: