Richard Steinmeier - Sep 7, 2021 Form 4 Insider Report for LPL Financial Holdings Inc. (LPLA)

Role
Managing Director
Signature
/s/ Gregory M. Woods, attorney-in-fact
Stock symbol
LPLA
Transactions as of
Sep 7, 2021
Transactions value $
-$551,770
Form type
4
Date filed
9/9/2021, 04:38 PM
Next filing
Mar 1, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LPLA Common Stock Tax liability -$552K -3.74K -16.31% $147.69 19.2K Sep 7, 2021 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Consists of (i) 3,799 shares of Common Stock; (ii) 7,537 restricted stock units that vest in full on September 7, 2022; (iii) 816 restricted stock units that vest in full on February 25, 2022; (iv) 2,755 restricted stock units that vest ratably on each of February 25, 2022 and February 25, 2023; and (v) 4,259 restricted stock units that vest ratably on each of February 25, 2022, February 25, 2023 and February 25, 2024.

Remarks:

The signatory is signing on behalf of Richard Steinmeier pursuant to a Power of Attorney dated August 21, 2018.