Richard Steinmeier - Sep 7, 2022 Form 4 Insider Report for LPL Financial Holdings Inc. (LPLA)

Role
Managing Director
Signature
/s/ Gregory M. Woods, attorney-in-fact
Stock symbol
LPLA
Transactions as of
Sep 7, 2022
Transactions value $
-$836,303
Form type
4
Date filed
9/9/2022, 05:22 PM
Previous filing
Aug 8, 2022
Next filing
Feb 28, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LPLA Common Stock Tax liability -$836K -3.74K -15.52% $223.79 20.3K Sep 7, 2022 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Consists of (i) 13,511 shares of Common Stock; (ii) 1,378 restricted stock units that vest in full on February 25, 2023; (iii) 2,840 restricted stock units that vest ratably on each of February 25, 2023 and February 25, 2024; and (iv) 2,612 restricted stock units that vest ratably on each of February 25, 2023, February 25, 2024 and February 25, 2025.

Remarks:

The signatory is signing on behalf of Richard Steinmeier pursuant to a Power of Attorney dated August 21, 2018.