Aneri Jambusaria - Jun 5, 2023 Form 4 Insider Report for LPL Financial Holdings Inc. (LPLA)

Role
Managing Director
Signature
/s/ Gregory M. Woods, attorney-in-fact
Stock symbol
LPLA
Transactions as of
Jun 5, 2023
Transactions value $
-$179,191
Form type
4
Date filed
6/7/2023, 04:29 PM
Previous filing
Feb 28, 2023
Next filing
Nov 6, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LPLA Common Stock Tax liability -$179K -896 -19.36% $199.99 3.73K Jun 5, 2023 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Consists of (i) 1,930 shares of Common Stock; (ii) 430 restricted stock units that vest in full on February 25, 2024; (iii) 596 restricted stock units that vest ratably on each of February 25, 2024 and February 25, 2025; and (iv) 776 restricted stock units that vest ratably on each of February 25, 2024, February 25, 2025 and February 25, 2026.

Remarks:

The signatory is signing on behalf of Aneri Jambusaria pursuant to a Power of Attorney dated February 15, 2023.