Greg Gates - Jun 12, 2024 Form 4 Insider Report for LPL Financial Holdings Inc. (LPLA)

Role
Managing Director
Signature
/s/ Gregory M. Woods, attorney-in-fact
Stock symbol
LPLA
Transactions as of
Jun 12, 2024
Transactions value $
-$65,284
Form type
4
Date filed
6/14/2024, 04:11 PM
Previous filing
Feb 27, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LPLA Common Stock Tax liability -$65.3K -234 -1.23% $278.99 18.8K Jun 12, 2024 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Consists of (i) 13,793 shares of Common Stock; (ii) 686 restricted stock units that vest in full on February 25, 2025; (iii) 1,019 restricted stock units that vest ratably on each of February 25, 2025 and February 25, 2026; (iv) 1,022 restricted stock units that vest ratably on each of June 12, 2025 and June 12, 2026; and (v) 2,326 restricted stock units that vest ratably on each of February 25, 2025, February 25, 2026 and February 25, 2027.

Remarks:

The signatory is signing on behalf of Greg Gates pursuant to a Power of Attorney dated August 2, 2021.