Adam K. Peterson - Sep 2, 2021 Form 4 Insider Report for NICHOLAS FINANCIAL INC (NICK)

Role
Director, 10%+ Owner
Signature
Adam K. Peterson
Stock symbol
NICK
Transactions as of
Sep 2, 2021
Transactions value $
$0
Form type
4
Date filed
10/12/2021, 07:10 PM
Previous filing
Aug 18, 2021
Next filing
Nov 12, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NICK Common Stock Purchase $0 +1.69K +0.07% $0.00 2.39M Sep 2, 2021 Direct F1, F2, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reported shares are directly owned by Adam K. Peterson ("Mr. Peterson") and the Magnolia Capital Fund ("MCF"), of which The Magnolia Group, LLC ("TMG") is the general partner and investment manager. Mr. Peterson is the managing member of TMG. TMG and Mr. Peterson could both be deemed to share indirect beneficial ownership of the shares reported herein. Mr. Peterson serves as a director of the Issuer.
F2 TMG and Mr. Peterson disclaim beneficial ownership except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purposes.
F3 Mr. Peterson serves as a director of the Issuer.
F4 These shares were awarded on 9/2/2021. 1,687 shares vest one year from the date awarded.. The closing stock price of the issuer's common stock reported on NASDAQ on 9/2/2021 was $11.85.