Andrew Dakos - Feb 2, 2022 Form 4 Insider Report for SWISS HELVETIA FUND, INC. (SWZ)

Role
President and CEO, Director
Signature
/s/ Stephanie Darling, Power of Attorney
Stock symbol
SWZ
Transactions as of
Feb 2, 2022
Transactions value $
$9,340
Form type
4
Date filed
2/4/2022, 04:01 PM
Previous filing
Jan 28, 2022
Next filing
Mar 4, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SWZ Common Stock Purchase $4.01K +428 +42.8% $9.38 1.43K Feb 2, 2022 Limited Partnership F1
transaction SWZ Common Stock Purchase $5.33K +572 +40.06% $9.31 2K Feb 3, 2022 Limited Partnership F1
holding SWZ Common Stock 64 Feb 2, 2022 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares are held by a limited partnership in which Mr. Dakos has a beneficial interest. Mr. Dakos disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein.