Wayne Cohen - Jan 31, 2022 Form 4 Insider Report for Sculptor Capital Management, Inc. (SCU)

Role
President and COO, Director
Signature
/s/ Wayne Cohen
Stock symbol
SCU
Transactions as of
Jan 31, 2022
Transactions value $
-$166,692
Form type
4
Date filed
2/2/2022, 04:39 PM
Previous filing
Jan 7, 2022
Next filing
May 27, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SCU Class A Shares Award $0 +135K +31.95% $0.00 557K Jan 31, 2022 Direct F1
transaction SCU Class A Shares Sale -$167K -8.61K -1.55% $19.37 548K Feb 1, 2022 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SCU Class A Restricted Share Units Award $0 +135K $0.00 135K Jan 31, 2022 Class A Shares 135K Direct F3, F4
holding SCU Class A Restricted Share Units 20.5K Jan 31, 2022 Class A Shares 20.5K Direct F5, F6
holding SCU Class A Restricted Share Units 6K Jan 31, 2022 Class A Shares 6K Direct F5, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents a grant of Class A Restricted Shares granted on January 31, 2022. The Class A Restricted Shares vest, subject to certain limited exceptions, in equal installments on January 1, 2023, January 1, 2024 and January 1, 2025.
F2 The Class A Shares were sold at prices ranging from $19.19 to $19.67. Upon request the Reporting Person will provide to the Securities and Exchange Commission staff, the Issuer and any security holder of the Issuer the full information regarding the number of Class A Shares sold at each separate price.
F3 Each Class A Restricted Share Unit represents a right to receive the cash value of one of the Issuer's Class A Shares upon the vesting date.
F4 The Class A Restricted Share Units relate to Class A Restricted Share Units granted on January 31, 2022. The Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on January 1, 2023, January 1, 2024 and January 1, 2025.
F5 Each Class A Restricted Share Unit represents, at the election of the administrator of the applicable plan (currently the Issuer's Compensation Committee), a right to receive one of the Issuer's Class A Shares or the cash value thereof, upon the vesting date.
F6 The Class A Restricted Share Units relate to Class A Restricted Share Units granted on January 31, 2021. The Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on January 1, 2023 and January 1, 2024.
F7 The Class A Restricted Share Units relate to Class A Restricted Share Units granted on January 31, 2020. The remaining Class A Restricted Share Units vest, subject to certain limited exceptions, on January 1, 2023.

Remarks:

All sales listed on this Form 4 were made by the Reporting Person pursuant to a pre-established plan that is intended to comply with Rule 10b5-1(c) under the Securities Exchange Act of 1934.