Herbert Alvin Pollard - May 25, 2022 Form 4 Insider Report for Sculptor Capital Management, Inc. (SCU)

Role
Chief Accounting Officer
Signature
/s/ Wayne N. Cohen, power of attorney for Herbert A. Pollard
Stock symbol
SCU
Transactions as of
May 25, 2022
Transactions value $
$0
Form type
4
Date filed
5/27/2022, 04:31 PM
Previous filing
Feb 2, 2022
Next filing
Aug 24, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SCU Class A Shares Award $0 +39 +0.2% $0.00 19.4K May 25, 2022 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SCU Class A Restricted Share Units Award $0 +39 +0.95% $0.00 4.14K May 25, 2022 Class A Shares 39 Direct F3, F4, F5
transaction SCU Class A Restricted Share Units Award $0 +58 +0.96% $0.00 6.12K May 25, 2022 Class A Shares 58 Direct F4, F6, F7
transaction SCU Class A Restricted Share Units Award $0 +16 +0.91% $0.00 1.77K May 25, 2022 Class A Shares 16 Direct F4, F6, F8
transaction SCU Class A Restricted Share Units Award $0 +483 +0.97% $0.00 50.5K May 25, 2022 Class A Shares 483 Direct F4, F6, F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Class A Shares are dividend equivalents accrued on outstanding Class A Restricted Shares granted on January 31, 2022. The Class A Restricted Shares vest, subject to certain limited exceptions, in equal installments on January 1, 2023, January 1, 2024 and January 1, 2025.
F2 The amount reflects a correction to the number of Class A Shares originally reported on Form 3 filed on August 13, 2019, which understated the Reporting Person's holdings by 595 shares.
F3 Each Class A Restricted Share Unit represents a right to receive the cash value of one of the Issuer's Class A Shares upon the vesting date.
F4 The Class A Restricted Share Units are dividend equivalents accrued on outstanding Class A Restricted Share Units.
F5 The Class A Restricted Share Units relate to Class A Restricted Share Units granted on January 31, 2022. The Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on January 1, 2023, January 1, 2024 and January 1, 2025.
F6 Each Class A Restricted Share Unit represents, at the election of the administrator of the applicable plan (currently the Issuer's Compensation Committee), a right to receive one of the Issuer's Class A Shares or the cash value thereof, upon the vesting date.
F7 The Class A Restricted Share Units relate to Class A Restricted Share Units granted on January 31, 2021. The Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on January 1, 2023 and January 1, 2024.
F8 The Class A Restricted Share Units relate to Class A Restricted Share Units granted on January 31, 2020. The remaining Class A Restricted Share Units vest, subject to certain limited exceptions, January 1, 2023.
F9 The Class A Restricted Share Units relate to Class A Restricted Share Units granted on December 23, 2021. The Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on January 1, 2023, January 1, 2024, January 1, 2025 and January 1, 2026.