Laurie A. Sneve - Jan 1, 2023 Form 4 Insider Report for RETAIL OPPORTUNITY INVESTMENTS CORP (ROIC)

Role
Sr.VP,Chief Accounting Officer
Signature
/s/ Michael B. Haines, Attorney-in-fact for Laurie A. Sneve
Stock symbol
ROIC
Transactions as of
Jan 1, 2023
Transactions value $
-$121,503
Form type
4
Date filed
1/4/2023, 03:41 PM
Previous filing
Mar 2, 2022
Next filing
Feb 22, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ROIC Common Stock, par value $0.0001 per share Tax liability -$122K -8.08K -5.08% $15.03 151K Jan 1, 2023 See footnote F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Consists of shares of common stock, par value $0.0001 per share ("common stock"), of Retail Opportunity Investments Corp., a Maryland corporation (the "Company"), withheld by the Company in order to satisfy the tax withholding obligation of the reporting person in connection with shares of restricted common stock that vested.
F2 These shares are held by the Jerry B. Sneve and Laurie A. Sneve Family Trust dated March 6, 2006 of which Laurie A. Sneve is a Trustee.