James W. Sight - Apr 27, 2021 Form 3 Insider Report for IMAGEWARE SYSTEMS INC (IWSY)

Role
Director
Signature
/s/ James W. Sight
Stock symbol
IWSY
Transactions as of
Apr 27, 2021
Transactions value $
$0
Form type
3
Date filed
5/7/2021, 08:39 PM
Next filing
May 14, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding IWSY Common Stock 2.8M Apr 27, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding IWSY Series D Convertible Preferred Stock Apr 27, 2021 Common Stock 1.77M $0.06 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Series D Convertible Preferred Stock ("Series D Preferred") is convertible to Common Stock at the option of the holder at any time, or at the option of ImageWare upon the satisfaction of certain conditions. Series D Preferred does not expire but is subject to certain redemption rights.