Dan Stokely - May 17, 2021 Form 4 Insider Report for Ampio Pharmaceuticals, Inc. (AMPE)

Role
CFO
Signature
/s/ Daniel Stokely
Stock symbol
AMPE
Transactions as of
May 17, 2021
Transactions value $
-$48,930
Form type
4
Date filed
5/19/2021, 05:56 PM
Next filing
Jun 29, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMPE Common Stock Options Exercise $15.1K +35K +123.61% $0.43 63.3K May 17, 2021 Direct
transaction AMPE Common Stock Sale -$64K -35K -55.28% $1.83 28.3K May 18, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AMPE Stock Option (Right to Buy) Options Exercise $0 -35K -11.01% $0.00 283K May 17, 2021 Common Stock 35K $0.43 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Options were previously reported on a Form 4 dated August 22, 2019, where 50% of the stock option award vested and became exercisable on the date of grant, and the remaining 50% of the stock option award vested and became exercisable on July 31, 2020.