Simeon Schindelman - Jan 29, 2021 Form 4 Insider Report for Bright Health Group Inc. (BHG)

Role
CEO, BRIGHT HEALTHCARE
Signature
/s/ Eric Halverson for Simeon Schindelman, Attorney-in-Fact
Stock symbol
BHG
Transactions as of
Jan 29, 2021
Transactions value $
$1,374,217
Form type
4
Date filed
6/30/2021, 09:50 PM
Next filing
Jun 30, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BHG Common Stock Options Exercise $920K +519K +920.03% $1.77 575K Jan 29, 2021 Direct
transaction BHG Common Stock Options Exercise $127K +71.9K +12.5% $1.77 647K Mar 20, 2021 Direct
transaction BHG Common Stock Gift $0 -459K -70.97% $0.00 188K Apr 13, 2021 Direct
transaction BHG Common Stock Gift $0 +459K $0.00 459K Apr 13, 2021 See Footnote F1
transaction BHG Common Stock Gift $0 -188K -100% $0.00* 0 Apr 13, 2021 Direct
transaction BHG Common Stock Gift $0 +188K $0.00 188K Apr 13, 2021 By spouse
transaction BHG Common Stock Options Exercise $63.7K +35.9K $1.77 35.9K Apr 16, 2021 Direct
transaction BHG Common Stock Gift $0 -188K -100% $0.00* 0 Apr 20, 2021 By spouse
transaction BHG Common Stock Gift $0 +188K $0.00 188K Apr 20, 2021 See Footnote F2
transaction BHG Common Stock Gift $0 -35.9K -100% $0.00* 0 Apr 28, 2021 Direct
transaction BHG Common Stock Gift $0 +35.9K $0.00 35.9K Apr 28, 2021 By spouse
transaction BHG Common Stock Gift $0 -35.9K -100% $0.00* 0 May 5, 2021 By spouse
transaction BHG Common Stock Gift $0 +35.9K +19.14% $0.00 224K May 5, 2021 See Footnote F2
transaction BHG Common Stock Options Exercise $63.7K +35.9K $1.77 35.9K May 16, 2021 Direct
transaction BHG Common Stock Options Exercise $199K +113K +312.8% $1.77 148K May 28, 2021 Direct
transaction BHG Common Stock Gift $0 -35.9K -24.21% $0.00 113K Jun 1, 2021 Direct
transaction BHG Common Stock Gift $0 +35.9K $0.00 35.9K Jun 1, 2021 By spouse
transaction BHG Common Stock Gift $0 -35.9K -100% $0.00* 0 Jun 8, 2021 By spouse
transaction BHG Common Stock Gift $0 +35.9K +16.06% $0.00 260K Jun 8, 2021 See Footnote F2
transaction BHG Common Stock Gift $0 -113K -100% $0.00* 0 Jun 10, 2021 Direct
transaction BHG Common Stock Gift $0 +113K +24.5% $0.00 572K Jun 10, 2021 See Footnote F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BHG Restricted Stock Units Award $0 +1.05M $0.00 1.05M Jun 28, 2021 Common Stock 1.05M Direct F3, F4, F5
transaction BHG Stock Options (Right to Buy) Options Exercise $0 -494K -30.97% $0.00 1.1M Jan 29, 2021 Common Stock 494K $1.77 Direct F6
transaction BHG Stock Options (Right to Buy) Options Exercise $0 -25.2K -33.33% $0.00 50.4K Jan 29, 2021 Common Stock 25.2K $1.77 Direct F7
transaction BHG Stock Options (Right to Buy) Options Exercise $0 -68.8K -6.25% $0.00 1.03M Mar 20, 2021 Common Stock 68.8K $1.77 Direct F6
transaction BHG Stock Options (Right to Buy) Options Exercise $0 -3.15K -6.25% $0.00 47.2K Mar 20, 2021 Common Stock 3.15K $1.77 Direct F7
transaction BHG Stock Options (Right to Buy) Options Exercise $0 -34.4K -3.33% $0.00 997K Apr 16, 2021 Common Stock 34.5K $1.77 Direct F6
transaction BHG Stock Options (Right to Buy) Options Exercise $0 -1.58K -3.34% $0.00 45.6K Apr 16, 2021 Common Stock 1.58K $1.77 Direct F7
transaction BHG Stock Options (Right to Buy) Options Exercise $0 -34.4K -3.45% $0.00 963K May 16, 2021 Common Stock 34.5K $1.77 Direct F6
transaction BHG Stock Options (Right to Buy) Options Exercise $0 -1.57K -3.44% $0.00 44.1K May 16, 2021 Common Stock 1.57K $1.77 Direct F7
transaction BHG Stock Options (Right to Buy) Options Exercise $0 -113K -25% $0.00 338K May 28, 2021 Common Stock 113K $1.77 Direct F8
holding BHG Stock Options (Right to Buy) 300K Jan 29, 2021 Common Stock 300K $2.30 Direct F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects securities held by Simeon Schindelman 2012 Irrevocable Grantor Trust, under agreement date December 18, 2012, of which Michael Schindelman is trustee.
F2 Reflects securities held by Laura Schindelman 2012 Irrevocable Grantor Trust, under agreement date December 18, 2012, of which Michael Schindelman is trustee.
F3 Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock ("Common Stock").
F4 These performance-based restricted stock units ("PSUs") shall vest if the performance conditions described below are met.
F5 These PSUs shall vest as follows if the following price per share goals are met.
F6 These stock options vest over four years as follows: (a) 25% vested on September 16, 2020, and (b) 1/48 of the original grant amount (of 1,650,000) vests in monthly installments for the following three years.
F7 These stock options vest over four years as follows: (a) 25% vested on September 16, 2020, and (b) 1/48 of the original grant amount (of 75,534) vests in monthly installments for the following three years.
F8 These stock options vest over four years as follows: (a) 25% vested on May 28, 2021, and (b) 1/48 of the original grant amount (of 450,000) vests in monthly installments for the following three years.
F9 These stock options vest over four years as follows: (a) 25% vest on December 18, 2021, and (b) 1/48 of the original grant amount (of 300,000) vests in monthly installments for the following three years.