John W. Casella - Mar 15, 2022 Form 4 Insider Report for CASELLA WASTE SYSTEMS INC (CWST)

Role
CHIEF EXECUTIVE OFFICER, Director
Signature
/s/ John W. Casella
Stock symbol
CWST
Transactions as of
Mar 15, 2022
Transactions value $
-$251,238
Form type
4
Date filed
3/16/2022, 05:57 PM
Previous filing
Mar 15, 2022
Next filing
Nov 15, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CWST Class A Common Stock Sale -$225K -2.57K -7.59% $87.35 31.3K Mar 15, 2022 Direct F1, F2
transaction CWST Class A Common Stock Sale -$26.7K -303 -0.97% $87.99 31K Mar 15, 2022 Direct F1, F3
holding CWST Class A Common Stock 694 Mar 15, 2022 See Footnote F4
holding CWST Class B Common Stock 494K Mar 15, 2022 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares of Class A Common Stock automatically sold by the reporting person to satisfy tax withholding obligations in connection with the vesting of RSUs granted to the reporting person on March 12, 2019, March 12, 2020, and March 12, 2021. The automatic sale of the reporting person's shares of Class A Common Stock is provided for in a Restricted Stock Unit agreement constituting a "binding contract" consistent with the affirmative defense to liability under Rule 10b5-1 and the sale does not represent a discretionary trade by the reporting person.
F2 Represents the weighted average sales price for shares sold in multiple transactions, ranging from $86.83 to $87.80. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
F3 Represents the weighted average sales price for shares sold in multiple transactions, ranging from $87.83 to $88.20. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
F4 Held by Mr. Casella's spouse. Mr. Casella disclaims beneficial ownership of the securities indicated to the extent to which he does not have an actual pecuniary interest in such securities.