Carr Bettis - Nov 30, 2022 Form 4 Insider Report for AUDIOEYE INC (AEYE)

Signature
/s/ James Spolar, Attorney-in-Fact
Stock symbol
AEYE
Transactions as of
Nov 30, 2022
Transactions value $
$8,764
Form type
4
Date filed
12/2/2022, 03:43 PM
Previous filing
Nov 2, 2022
Next filing
Jan 4, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AEYE Common Stock Award $11.6K +2.37K +0.55% $4.88 434K Nov 30, 2022 Direct F1
transaction AEYE Common Stock Tax liability -$2.82K -601 -0.14% $4.69 433K Nov 30, 2022 Direct
holding AEYE Common Stock 432K Nov 30, 2022 CSB IV US Holdings LLC F2
holding AEYE Common Stock 18.6K Nov 30, 2022 Carr Bettis IRA F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares of common stock issued to Dr. Bettis as the stock portion of his base salary, as provided in his amended employment agreement.
F2 Dr. Bettis is deemed to be a beneficial owner of CSB IV US Holdings LLC.
F3 Dr. Bettis is deemed to be a beneficial owner of Carr Bettis IRA.