Thomas William Burns - May 19, 2023 Form 4 Insider Report for GLAUKOS Corp (GKOS)

Role
CHAIRMAN & CEO, Director
Signature
Diana Scherer, Attorney-in-Fact
Stock symbol
GKOS
Transactions as of
May 19, 2023
Transactions value $
-$422
Form type
4
Date filed
5/23/2023, 08:38 PM
Previous filing
May 19, 2023
Next filing
Jun 2, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GKOS Common Stock Options Exercise $7.28 +1 +0% $7.28* 674K May 19, 2023 Direct F1
transaction GKOS Common Stock Sale -$60 -1 0% $60.21 674K May 19, 2023 Direct F1, F2
transaction GKOS Common Stock Options Exercise $50.90 +7 +0% $7.28* 674K May 23, 2023 Direct F1
transaction GKOS Common Stock Sale -$420 -7 0% $60.00 674K May 23, 2023 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GKOS Stock Option (Right to Buy) Options Exercise $0 -1 0% $0.00 500K May 19, 2023 Common Stock 1 $7.28 Direct F2, F3
transaction GKOS Stock Option (Right to Buy) Options Exercise $0 -7 0% $0.00 500K May 23, 2023 Common Stock 7 $7.28 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 55,926 restricted stock units that have not yet vested or been delivered to the Reporting Person.
F2 This trade was made pursuant to a Rule 10b5-1 trading plan with pre-determined share amounts and prices.
F3 This option was granted on July 10, 2014 and had a four-year vesting schedule in which 25% vested on the first anniversary of the grant date and the remainder vested in equal monthly installments for 36 months thereafter, such that the stock option vested in full on the four-year anniversary of the grant date.