| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | GKOS | Common Stock | Options Exercise | $218K | +30K | +4.45% | $7.28* | 704K | Jul 14, 2023 | Direct | F1 |
| transaction | GKOS | Common Stock | Sale | -$255K | -3.34K | -0.47% | $76.32 | 701K | Jul 14, 2023 | Direct | F1, F2, F3 |
| transaction | GKOS | Common Stock | Sale | -$884K | -11.5K | -1.64% | $77.05 | 689K | Jul 14, 2023 | Direct | F1, F2, F4 |
| transaction | GKOS | Common Stock | Sale | -$288K | -3.69K | -0.54% | $78.18 | 685K | Jul 14, 2023 | Direct | F1, F2, F5 |
| transaction | GKOS | Common Stock | Sale | -$776K | -9.8K | -1.43% | $79.16 | 676K | Jul 14, 2023 | Direct | F1, F2, F6 |
| transaction | GKOS | Common Stock | Sale | -$136K | -1.7K | -0.25% | $79.71 | 674K | Jul 14, 2023 | Direct | F1, F2, F7 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | GKOS | Stock Option (Right to Buy) | Options Exercise | $0 | -30K | -7.5% | $0.00 | 370K | Jul 14, 2023 | Common Stock | 30K | $7.28 | Direct | F2, F8 |
| Id | Content |
|---|---|
| F1 | Includes 55,926 restricted stock units that have not yet vested or been delivered to the Reporting Person. |
| F2 | This trade was made pursuant to a Rule 10b5-1 trading plan with pre-determined share amounts and prices, with respect to stock options that expire in 2024. |
| F3 | This transaction was executed in multiple trades at prices ranging from $75.60 to $76.595. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F4 | This transaction was executed in multiple trades at prices ranging from $76.605 to $77.60. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F5 | This transaction was executed in multiple trades at prices ranging from $77.610 to $78.56. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F6 | This transaction was executed in multiple trades at prices ranging from $78.61 to $79.605. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F7 | This transaction was executed in multiple trades at prices ranging from $79.61 to $79.815. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F8 | This option was granted on July 10, 2014 and had a four-year vesting schedule in which 25% vested on the first anniversary of the grant date and the remainder vested in equal monthly installments for 36 months thereafter, such that the stock option vested in full on the four-year anniversary of the grant date. |