Oliver C. Gloe - Oct 30, 2023 Form 4 Insider Report for Latham Group, Inc. (SWIM)

Signature
/s/ Patrick M. Sheller, Attorney-in-Fact
Stock symbol
SWIM
Transactions as of
Oct 30, 2023
Transactions value $
$0
Form type
4
Date filed
10/31/2023, 04:19 PM
Next filing
Mar 19, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SWIM Common Stock, par value $0.0001 per share Award $0 +45.2K $0.00 45.2K Oct 30, 2023 Direct F1
transaction SWIM Common Stock, par value $0.0001 per share Award $0 +66.5K +147% $0.00 112K Oct 30, 2023 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SWIM Stock Appreciation Right Award $0 +58.9K $0.00 58.9K Oct 30, 2023 Common Stock, par value $0.0001 per share 58.9K $2.21 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents restricted stock units ("RSUs") granted on October 30, 2023. 15,082 shares will vest on each of October 30, 2024 and 2025, and 15,084 shares will vest on October 30, 2026.
F2 Represents RSUs granted on October 30, 2023. 16,628 shares will vest on each of October 30, 2024, 2025, and 2026, and 16,631 shares will vest on October 30, 2027.
F3 The stock appreciation rights ("SARs") were granted on October 30, 2023. 14,719 SARs will vest on each of October 30, 2024, 2025, and 2026, and 14,721 SARs will vest on October 30, 2027.