Northern Pacific Growth Investment Advisors, Llc - Jun 12, 2023 Form 4 Insider Report for Pineapple Energy Inc. (PEGY)

Role
10%+ Owner
Signature
/s/ Scott Honour, Managing Director
Stock symbol
PEGY
Transactions as of
Jun 12, 2023
Transactions value $
-$204,802
Form type
4
Date filed
11/29/2023, 04:02 PM
Previous filing
Dec 16, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PEGY Common Stock Sale -$24.5K -16.9K -1.04% $1.45 1.6M Jun 12, 2023 By Lake Street Solar LLC F1
transaction PEGY Common Stock Sale -$16.1K -11K -0.69% $1.46 1.59M Jun 13, 2023 By Lake Street Solar LLC F2
transaction PEGY Common Stock Sale -$7.53K -5.31K -0.33% $1.42 1.58M Jun 14, 2023 By Lake Street Solar LLC F3
transaction PEGY Common Stock Sale -$7.43K -5.31K -0.34% $1.40 1.58M Jun 15, 2023 By Lake Street Solar LLC F4
transaction PEGY Common Stock Sale -$55.9K -50K -3.17% $1.12 1.53M Aug 14, 2023 By Lake Street Solar LLC F5
transaction PEGY Common Stock Sale -$52.7K -50K -3.28% $1.05 1.48M Aug 21, 2023 By Lake Street Solar LLC F6
transaction PEGY Common Stock Sale -$3.02K -2.9K -0.2% $1.04 1.47M Sep 12, 2023 By Lake Street Solar LLC F7
transaction PEGY Common Stock Sale -$22.3K -22.1K -1.5% $1.01 1.45M Sep 13, 2023 By Lake Street Solar LLC F8
transaction PEGY Common Stock Other $0 -302K -20.79% $0.00 1.15M Nov 3, 2023 By Lake Street Solar LLC F9
transaction PEGY Common Stock Sale -$1.76K -2.6K -0.23% $0.68 1.15M Nov 14, 2023 By Lake Street Solar LLC F10
transaction PEGY Common Stock Sale -$6.3K -9.62K -0.84% $0.65 1.14M Nov 15, 2023 By Lake Street Solar LLC F11
transaction PEGY Common Stock Sale -$2.86K -4.63K -0.41% $0.62 1.13M Nov 16, 2023 By Lake Street Solar LLC F12
transaction PEGY Common Stock Sale -$2.84K -4.6K -0.41% $0.62 1.13M Nov 17, 2023 By Lake Street Solar LLC F13
transaction PEGY Common Stock Sale -$1.52K -2.49K -0.22% $0.61 1.13M Nov 20, 2023 By Lake Street Solar LLC F14
holding PEGY Common Stock 12.5K Jun 12, 2023 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects the weighted average price of 16,867 shares of common stock of Pineapple Energy, Inc. sold by the reporting person in multiple transactions on June 12, 2023 with sale prices ranging from $1.43 to $1.455 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F2 Reflects the weighted average price of 11,016 shares of common stock of Pineapple Energy, Inc. sold by the reporting person in multiple transactions on June 13, 2023 with sale prices ranging from $1.42 to $1.53 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F3 Reflects the weighted average price of 5,306 shares of common stock of Pineapple Energy, Inc. sold by the reporting person in multiple transactions on June 14, 2023 with sale prices ranging from $1.39 to $1.44 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F4 Reflects the weighted average price of 5,310 shares of common stock of Pineapple Energy, Inc. sold by the reporting person in multiple transactions on June 15, 2023 with sale prices ranging from $1.38 to $1.43 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F5 Reflects the weighted average price of 50,000 shares of common stock of Pineapple Energy, Inc. sold by the reporting person in multiple transactions on August 14, 2023 with sale prices ranging from $1.06 to $1.22 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F6 Reflects the weighted average price of 50,000 shares of common stock of Pineapple Energy, Inc. sold by the reporting person in multiple transactions on August 21, 2023 with sale prices ranging from $1.03 to $1.10 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F7 Reflects the weighted average price of 2,900 shares of common stock of Pineapple Energy, Inc. sold by the reporting person in multiple transactions on September 12, 2023 with sale prices ranging from $1.03 to $1.05 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F8 Reflects the weighted average price of 22,100 shares of common stock of Pineapple Energy, Inc. sold by the reporting person in multiple transactions on September 13, 2023 with sale prices ranging from $0.92 to $1.05 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F9 As previously reported on the Form 4 filed by the reporting person on April 4, 2022, the reporting person had 301,587 shares of the issuer's common stock (the "Escrowed Shares") held in escrow by a third-party escrow agent in connection with a merger (the "Merger") between the issuer and Pineapple Energy, LLC that closed on March 28, 2022. This Form 4 is being filed to report that the Escrowed Shares were released and distributed according to the terms of an escrow agreement that was entered into on the closing date of the Merger by and among the issuer and certain Pineapple shareholders.
F10 Reflects the weighted average price of 2,600 shares of common stock of Pineapple Energy, Inc. sold by the reporting person in multiple transactions on November 14, 2023 with sale prices ranging from $0.67 to $0.68 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F11 Reflects the weighted average price of 9,616 shares of common stock of Pineapple Energy, Inc. sold by the reporting person in multiple transactions on November 15, 2023 with sale prices ranging from $0.64 to $0.6849 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F12 Reflects the weighted average price of 4,630 shares of common stock of Pineapple Energy, Inc. sold by the reporting person in multiple transactions on November 16, 2023 with sale prices ranging from $0.6111 to $0.6200 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F13 Reflects the weighted average price of 4,600 shares of common stock of Pineapple Energy, Inc. sold by the reporting person in multiple transactions on November 17, 2023 with sale prices ranging from $0.6000 to $0.6310 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F14 Reflects the weighted average price of 2,488 shares of common stock of Pineapple Energy, Inc. sold by the reporting person in multiple transactions on November 20, 2023 with sale prices ranging from $0.605 to $0.620 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.