Gumer Alvero - Jun 29, 2023 Form 4 Insider Report for AMERIPRISE FINANCIAL INC (AMP)

Role
PRESIDENT-INSURANCE&ANNUITIES
Signature
/s/ Wendy B. Mahling for Gumer Alvero
Stock symbol
AMP
Transactions as of
Jun 29, 2023
Transactions value $
-$151,771
Form type
4
Date filed
12/27/2023, 04:16 PM
Previous filing
Feb 14, 2023
Next filing
Jan 30, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMP Common Stock Sale -$152K -460 -5.8% $329.94 7.47K Jun 29, 2023 Direct
transaction AMP Common Stock Gift $0 -282 -3.78% $0.00 7.18K Dec 11, 2023 Direct F1
holding AMP Common Stock 1.04K Jun 29, 2023 By 401(k) Plan F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person made an in-kind charitable gift of shares of Ameriprise Financial, Inc.
F2 Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of December 26, 2023. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.